On this page you will find important regulatory and disclosure information that will affect your trading experience with ICBC Standard Bank. Please read carefully and if you have any questions, please contact your Account Executive.

Block Trade Disclaimer
ICBCS-Base Metals Trading – Jan 2021
Trading Practices and Information - Fixed Income, Currency and Commodity Products
ICBCS Client Order Execution Policy and List of Execution Venues 
MiFID II Ex-Ante Costs Disclosure 
MiFID II Annual Top 5 Execution Venues and Brokers Reports 
MiFID II Quarterly Quality of Execution Reports
ICBCS Gender Pay Gap Report 2022
ICBCS Systematic Internaliser Commercial Policy
ICBCS Tax Strategy 2022/2023 
Conflicts of Interest Policy 
IBOR Transition FAQs

United States
Financial Industry Regulatory Authority (FINRA) www.finra.org 
Securities Investor Protection Corporation (SIPC) www.sipc.org 
BCP Disclosure Statement for ICBC Standard Securities Inc 
US Confirmations Standard Terms and Conditions for Fixed Income 
U.S Confirmations CTM Disclaimers for and Introducing Broker 
ICBC Standard Bank Plc Global USA Patriot Act Certification 
ICBC Standard Bank Plc - Wolfsberg Questionnaire
Third Party Research Disclosures
Dodd Frank
ICBC Standard Bank W-8BEN-E

Asia
Singapore: Regulated by the Monetary Authority of Singapore
MAS Interest Rate Benchmarks Transition FAQs

Automatic Exchange of Information 
ICBC Standard Bank – Self Certification

Declarations
ICBCS Conduct Declaration for Third Parties
Responsible Sourcing of Precious Metals Declaration
Financial Services Compensation Scheme

Note programme